The board
- Hours
- Full time
- Where
- Baltimore, MD
- Posted
- Sep 16
At T. Rowe Price, we identify and actively invest in opportunities to help people thrive in an evolving world. As a premier global asset management organization with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed income, and multi-asset capabilities to individuals, advisors, institutions, and retirement plan sponsors. We take an active, independent approach to investing, offering our dynamic perspective and meaningful partnership so our clients can feel more confident.
We believe doing the right thing for our clients and our associates is good business. With a career at the firm, you can expect opportunities to create real impact at work and in your community. You’ll enjoy resources to support your career path, as well as compensation, benefits, and flexibility to enrich your life.
What you'd do
- Analyze pre-trade, post-trade and batch compliance alerts in CRD to assess permissibility.
- When necessary, liaises with trading, legal, client operations and/or investment personnel by assisting with interpretation of guidelines and communications to clients
- Communicate effectively through direct interaction with Trading, Investment, Client and Legal associates.
- Monitors and manages manual processes items not coded into CRD.
- Identify and escalate potential compliance violations, data issues, process questions, or unusual alert activity in a timely manner, and participates in the violation resolution process.
- Actively participates in the Global Client Investment Reporting (GCIR) process.
- Develop a working understanding of investment strategies, security types, derivatives, and compliance monitoring concepts relevant to assigned coverage.
- Maintain organized records of alert reviews, research, decisions, and escalations in accordance with team expectations and procedural requirements.
- Continuously seeks opportunities to enhance efficiency: Actively identifies process improvement opportunities
- Champions risk reduction: Works to reduce risk by looking for opportunities to make the compliance monitoring process more accurate, concise, and efficient.
- Drives automation and innovation: Recommends and implements solutions to automate manual rules, and supports the integration of new compliance functionality.
What they want
- Bachelor's degree or the equivalent combination of education and relevant experience.
- 2+ years of relevant work experience preferred, including experience in investment operations, compliance, trading support, portfolio operations, client reporting, data analysis, financial services, or a related field.
- Foundational understanding of investment products and security types, such as equities, fixed income instruments, funds, or derivatives, or a demonstrated interest in developing this knowledge.
- Familiarity with trading, IBOR, order management, compliance, reporting, or data systems preferred.
What you get
- Competitive compensation
- Annual bonus eligibility
- A generous retirement plan
- Hybrid work schedule
- Health and wellness benefits, including online therapy
- Paid time off for vacation, illness, medical appointments, and volunteering days
- Family care resources, including fertility and adoption benefits
- Starts
- 2026-09-16