The board
- Where
- New York, New York, United States
- Posted
- Sep 23
We are seeking a highly qualified Associate to work in our Regulatory Reporting team. The Regulatory Reporting team partners with Compliance, Finance, Risk, Treasury, Operations, and Technology to ensure complete, accurate, and timely regulatory disclosures in every jurisdiction where the firm trades. As an Associate you will both run existing processes and help shape the future of regulatory compliance at the firm.
What you’ll bring
What you need:
We’d love it if you had:
What you'd do
- Execute on key recurring and ad hoc regulatory filings and ownership disclosures (SEC, CFTC, FCA, MAS, etc.).
- Design, implement, and monitor data quality rules to ensure the accuracy of regulatory filings.
- Write detailed business process documentation and calculation specifications for regulatory filings.
- Understand, execute, and contribute to code (SQL/Python) to aggregate datasets and automate processes.
- Understand all the datasets available for reporting and scope out which datasets are appropriate for the given filing.
- Interface with internal partner teams as well as external vendors to help build out reporting processes and infrastructure.
- Perform ad hoc data analysis to answer questions from partner teams and regulators.
- A bachelor’s or master’s degree in finance/accounting/economics or STEM; CPA / CFA a plus.
- 3-5 years of relevant work experience at a buy-side firm, consulting agency, or managed service provider.
- Experience with certain regulatory reports like Form PF, CPO-PQR, Annex IV, 13F, 13G, 13H, Form ADV, and MAS surveys.
About Schonfeld · Business Analytics
Schonfeld is a global multi-manager hedge fund that strives to deliver industry-leading risk-adjusted returns for our investors. We leverage both internal and external portfolio manager teams around the world, seeking to capitalize on inefficiencies and opportunities within the markets. We draw from decades of experience and a significant investment in proprietary technology, infrastructure and risk analytics to invest across four main strategies: Quant, Tactical, Fundamental Equity and Discreti…